Zack K. Weller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zack Kirk Weller, who also goes by Zachary Kirk Weller, was a registered financial professional .
Zack is a previously registered financial professional and started their career in finance in 2011. Zack had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2019 - February 19, 2020
LEFAVI WEALTH MANAGEMENT
July 20, 2018 - February 19, 2020
BRUCE A. LEFAVI SECURITIES, INC.
August 22, 2013 - December 12, 2016
MORGAN STANLEY
April 24, 2013 - December 12, 2016
MORGAN STANLEY
July 4, 2011 - December 4, 2012
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
LEFAVI WEALTH MANAGEMENT
CRD#: 104961 / SEC#: 801-73029
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEFAVI WEALTH MANAGEMENT
CRD#: 104961 / SEC#: 801-73029
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,565 |
| AUM (Assets Under Management) | $ 438,841,383 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
