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SR

Steven M. Rezzelle

MANCHESTER FINANCIAL
Westlake Village, CA 91361
Some features on this profile are disabled
CRD#: 5916575
SR

Professional summary

Steven Michael Rezzelle, who also goes by Steven Rezzelle, is a registered financial advisor currently at MANCHESTER FINANCIAL INC located in Westlake Village, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Steven has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Steven Rezzelle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
01/2020 Independent Licensed insurance Agent; Investment Related; Westlake Village, CA; Life, Health & Accident, Var Life & Var Annuity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Rezzelle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2021 - Present

MANCHESTER FINANCIAL INC

Office #1: 2815 Townsgate Road Suite 100, Westlake Village, CA 91361
RIA
CRD#: 106071
Westlake Village, CA
Past

May 29, 2019 - April 25, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
TORRANCE, CA
Past

April 26, 2019 - April 5, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
TORRANCE, CA
Past

April 5, 2018 - April 1, 2019

SECURITIES AMERICA, INC.

BD
CRD#: 10205
PALM DESERT, CA
Past

October 17, 2016 - March 5, 2018

HEFREN-TILLOTSON, INC.

BD
CRD#: 53
PITTSBURGH, PA
Past

September 17, 2012 - October 27, 2016

SCOTTRADE, INC.

BD
CRD#: 8206
PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MANCHESTER FINANCIAL INC
MANCHESTER FINANCIAL INC

CRD#: 106071 / SEC#: 801-37370

RIA
Registered Investment Advisory firm - (9/14/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/13/2021)
IAR
Texas
(5/31/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/21/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/5/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2012
General Securities Representative Examination

Current Firm

MF
MANCHESTER FINANCIAL INC
MANCHESTER FINANCIAL INC

CRD#: 106071 / SEC#: 801-37370

RIA
Registered Investment Advisory firm - (9/14/1990 Approved)
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Contact information

Main Address
2815 Townsgate Road Suite 100, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 495-4405
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,007
AUM (Assets Under Management)$ 946,838,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANCHESTER FINANCIAL INC

CRD#: 106071Westlake Village, CA 91361

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