Johanna Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johanna Jensen, who also goes by Johanna Garlish, was a registered financial professional .
Johanna is a previously registered financial professional and started their career in finance in 2011. Johanna had worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2023 - July 22, 2024
CAPITAL PRESERVATION MANAGEMENT
February 20, 2015 - March 11, 2020
FISHER INVESTMENTS
November 29, 2012 - October 17, 2014
STRATEGIC ADVISERS LLC
October 21, 2011 - October 16, 2014
FIDELITY BROKERAGE SERVICES LLC
August 23, 2011 - October 10, 2011
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL PRESERVATION MANAGEMENT
CRD#: 156188 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 100,048,630 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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