KJ
Karen T. Johnson
MIDLAND WEALTH MANAGEMENT
O'FALLON, MO 63368
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CRD#: 5915940
KJ
Professional summary
Karen Theresa Johnson is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in O'fallon, Missouri.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Karen has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Karen Johnson is dually registered with LaSalle St. Securities, LLC ("LaSalle St. Securities") and Midland Wealth Advisors, LLC ("Midland Wealth"). Mrs. Johnson has served as an investment advisor representative for Midland Wealth and as a registered representative for LaSalle St. Securities since July 2025. Business is conducted from 2341 Highway K, O'Fallon, MO, 63368. Approximately 40% of Mrs. Johnson's time is for services as a registered representative and 20% of her time is for services as an investment advisor representative. 2) Licensed insurance agent; Not investment-related; 2341 Highway K, O'Fallon, MO, 63368; Insurance sales; Implementation of insurance recommendations; 80 hours per month, 20 during trading hours; Licensed insurance agent
CRS (Client Relationship Summary) - RIA
Click below to view Karen Theresa Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2025 - Present
MIDLAND WEALTH MANAGEMENT
Office #1: 2341 Highway K, O'fallon, MO 63368RIA
CRD#: 324997
O'FALLON, MO
Past
August 15, 2011 - March 4, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CLAYTON, MO
Past
June 20, 2011 - March 4, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CLAYTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MIDLAND WEALTH MANAGEMENT
MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT
CRD#: 324997 / SEC#: 801-127578
RIA
Registered Investment Advisory firm - (8/16/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(7/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MIDLAND WEALTH MANAGEMENT
MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT
CRD#: 324997 / SEC#: 801-127578
RIA
Registered Investment Advisory firm - (8/16/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 Network Centre Drive, Effingham, IL 62401
Mailing Address
Phone number
(312) 660-6516
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,290 |
| AUM (Assets Under Management) | $ 2,931,513,136 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/16/2025 | ||
| 02/07/2025 | ||
| 04/26/2024 |
Red Flags
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Company Information
MIDLAND WEALTH MANAGEMENT
CRD#: 324997O'fallon, MO 63368TRUST BUT VERIFY
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