Robert J. Harman

FLEXPATH STRATEGIES

Aliso Viejo, CA 92656

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CRD#: 5915826

Professional summary

Robert James Harman JR, who also goes by Bo James Harman Jr, is a registered financial advisor currently at FLEXPATH STRATEGIES located in Aliso Viejo, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Robert has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bo James Harman Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Harman JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2025 - Present

FLEXPATH STRATEGIES

Office #1: 120 Vantis Suite 480, Aliso Viejo, CA 92656

RIA

CRD#: 174306

Aliso Viejo, CA

Past

November 1, 2013 - November 11, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NEWPORT BEACH, CA

Past

May 23, 2011 - November 11, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLEXPATH STRATEGIES

FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS

CRD#: 174306 / SEC#: 801-80914

RIA

Registered Investment Advisory firm - (2/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/20/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FLEXPATH STRATEGIES

FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS

CRD#: 174306 / SEC#: 801-80914

RIA

Registered Investment Advisory firm - (2/13/2015 Approved)

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Contact information

Main Address

120 Vantis Suite 480, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 418-6030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FLEXPATH BROCHURE (5/9/2025)

Regulatory assets under management

Total Number of Accounts	905
AUM (Assets Under Management)	$ 79,850,427,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Harman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Harman JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

FLEXPATH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2025

Series 63

Date: 7/1/2011

SIE

Date: 10/1/2018

Series 6

Date: 5/20/2011

Current Firm

FLEXPATH STRATEGIES

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLEXPATH STRATEGIES

TRUST BUT VERIFY

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