Deirdre Hafen

ADVISORY ALPHA

Kennewick, WA 99336

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CRD#: 5915660

Professional summary

Deirdre Hafen, who also goes by Deirdre Eileen Chamberlain, Dee Dee Eileen Hafen, is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Kennewick, Washington.

Deirdre is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Deirdre has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deirdre Eileen Chamberlain | Dee Dee Eileen Hafen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Hafen Financial; Investment Related; 201 North Edison, Suite 227, Kennewick, WA 99336 & 1626 A Plaza Way, Walla Walla, WA 99362; Providing financial services and consulting; Owner; 02/2018; 160 hrs/month; 160 hrs/month; providing financial services and consulting to clients. 2) Hafen Financial; Investment Related; 201 North Edison, Suite 227, Kennewick, WA 99336; Fixed Insurance product sales; Owner; 02/2018; 160 hrs/month; 160 hrs/month; sale of fixed insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deirdre Hafen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2025 - Present

ADVISORY ALPHA, LLC

Office #1: 201 North Edison, Suite 227, Kennewick, WA 99336Office #2: 1626 A Plaza Way, Walla Walla, WA 99362

RIA

CRD#: 158282

Kennewick, WA

Past

January 25, 2016 - May 23, 2025

TUCKER ASSET MANAGEMENT LLC

RIA

CRD#: 174844

Walla Walla, WA

Past

April 21, 2011 - January 25, 2016

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

WALLA WALLA, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2011

Uniform Investment Adviser Law Examination

Current Firm

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

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Contact information

Main Address

348 S Waverly Rd Suite 100, Holland, MI 49423

Mailing Address

Phone number

(866) 530-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORY ALPHA, LLC ADV PART 2A (4/24/2025)

Regulatory assets under management

Total Number of Accounts	22,480
AUM (Assets Under Management)	$ 3,468,083,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deirdre Hafen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deirdre Hafen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORY ALPHA, LLC

TUCKER ASSET MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

ADVISORY ALPHA, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2011

Current Firm

ADVISORY ALPHA, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORY ALPHA, LLC

TRUST BUT VERIFY

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