Paul L. Banks

THE WORLEY BANKS GROUP

Creve Coeur, MO 63141

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CRD#: 5915632

Professional summary

Paul L Banks, who also goes by Paul Lawrence Banks, is a registered financial advisor currently at THE WORLEY BANKS GROUP, LLC located in Creve Coeur, Missouri.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Paul has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Lawrence Banks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES; INVESTMENT-RELATED; CREVE COEUR, MO; INSURANCE AGENT; START 4/2022; APPROXIMATELY 5 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul L Banks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2022 - Present

THE WORLEY BANKS GROUP, LLC

Office #1: 6 Cityplace Drive Suite 460, Creve Coeur, MO 63141

RIA

CRD#: 306890

Creve Coeur, MO

Past

January 4, 2021 - February 16, 2022

COMMERCE BROKERAGE SERVICES, INC.

RIA

CRD#: 17140

KIRKWOOD, MO

Past

November 24, 2020 - February 16, 2022

COMMERCE BROKERAGE SERVICES, INC.

CRD#: 17140

KIRKWOOD, MO

Past

July 19, 2019 - November 12, 2020

EDWARD JONES

RIA

CRD#: 250

CLAYTON, MO

Past

July 19, 2019 - November 12, 2020

EDWARD JONES

CRD#: 250

CLAYTON, MO

Past

June 4, 2018 - February 5, 2019

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Creve Coeur, MO

Past

October 3, 2017 - February 7, 2019

RFG ADVISORY, LLC

RIA

CRD#: 158401

Creve Coeur, MO

Past

August 3, 2016 - October 3, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

CREVE COEUR, MO

Past

March 2, 2016 - June 8, 2018

LPL FINANCIAL LLC

CRD#: 6413

CREVE COEUR, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WORLEY BANKS GROUP, LLC

CRD#: 306890 / SEC#: 801-118683

RIA

Registered Investment Advisory firm - (5/8/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/2/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/2016

General Securities Representative Examination

Current Firm

THE WORLEY BANKS GROUP, LLC

CRD#: 306890 / SEC#: 801-118683

RIA

Registered Investment Advisory firm - (5/8/2020 Approved)

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Contact information

Main Address

6 Cityplace Drive Suite 460, Creve Coeur, MO 63141

Mailing Address

Phone number

(314) 530-2700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WBG ADV PART 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	804
AUM (Assets Under Management)	$ 164,548,233

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul L. Banks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul L Banks's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMERCE BROKERAGE SERVICES, INC.

COMMERCE BROKERAGE SERVICES, INC.

EDWARD JONES

EDWARD JONES

PRIVATE CLIENT SERVICES, LLC

RFG ADVISORY, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

THE WORLEY BANKS GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/2/2016

Current Firm

THE WORLEY BANKS GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WORLEY BANKS GROUP, LLC

TRUST BUT VERIFY

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