Craig R. Armbruster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Richard Armbruster was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2012. Craig had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - September 5, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 10, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
August 3, 2016 - September 4, 2019
FIDELITY BROKERAGE SERVICES LLC
June 30, 2015 - August 5, 2016
GOLDMAN SACHS & CO. LLC
April 29, 2014 - July 24, 2015
STRATEGIC ADVISERS LLC
August 2, 2013 - July 24, 2015
FIDELITY BROKERAGE SERVICES LLC
November 6, 2012 - August 28, 2013
LPL FINANCIAL LLC
July 11, 2012 - August 28, 2013
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
