JM
Joshua P. Mauk
TERRA WEALTH
CROWN POINT, IN 46307
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CRD#: 5915472
JM
Professional summary
Joshua Paul Mauk, who also goes by Joshua Paul Mauk, is a registered financial advisor currently at TERRA WEALTH located in Crown Point, Indiana.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joshua has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Paul Mauk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Terra Wealth Management, LLC. Investment Related. At Reported Location. RIA. IAR. 03/2022. 80 Hrs/Mo; All During Trading Hours. IAR, and Guide and Direct Reps on Best Practices. 2. Cape Securities Inc.; Investment-related; McDonough, GA; Broker-Dealer; 11/3/2023 start date; Registered Representative 3. Mauk & Associates. Not Investment Related. Location registered at; 02/2018. 2 Hrs/Mo; All During Trading Hours. LLC is Formed to Receive Commissions for Tax Purposes on Insurance Products. 4. Fixed Insurance. Investment Related. 123 N Main St, Suite 209M, Crown Point, Indiana, 46307. Fixed Insurance. Agent. 03/2022. 2 Hrs/Mo; All During Trading Hours. Fixed Insurance Sales. 5. ConnectMyBiz Not Investment Related, 14 West Main Street Suite 200 Thomasville, NC 27360; Referral of employers for Employee Retention Credits, Owner as of 1/2023; 10 hours/mo with 5 during trading hours; organization of compensation being paid and accounting. 6. TerraWealth Risk Managment; Investment Related; Life Insurance and Fixed Annuity Products; President; since 4/1/2022; 15 hours per month, all during trading hours; sale of insurance based products when best for client.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Paul Mauk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2022 - Present
TERRA WEALTH
Office #1: 123 N Main St Suite 209m, Crown Point, IN 46307RIA
CRD#: 320643
CROWN POINT, IN
Past
November 21, 2024 - December 31, 2024
CAPE SECURITIES INC.
BD
CRD#: 7072
CROWN POINT, IN
Past
November 10, 2023 - November 7, 2024
CAPE SECURITIES INC.
BD
CRD#: 7072
CROWN POINT, IN
Past
March 24, 2022 - November 3, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Crown Point, IN
Past
May 23, 2016 - April 21, 2022
PFS INVESTMENTS INC.
RIA
CRD#: 10111
MERRILLVILLE, IN
Past
November 23, 2011 - April 21, 2022
PFS INVESTMENTS INC.
BD
CRD#: 10111
MERRILLVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TERRA WEALTH
MULTI FAMILY OFFICE WEALTH SOLUTIONS, LLC | TERRA WEALTH MANAGEMENT, LLC | TERRA WEALTH
CRD#: 320643 / SEC#: 801-125822
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(7/18/2022)
IAR
North Carolina(6/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TW
TERRA WEALTH
MULTI FAMILY OFFICE WEALTH SOLUTIONS, LLC | TERRA WEALTH MANAGEMENT, LLC | TERRA WEALTH
CRD#: 320643 / SEC#: 801-125822
RIA
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Contact information
Main Address
400 West English Road Ste 215, High Point, NC 27262
Mailing Address
Phone number
(305) 928-3772
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,917 |
| AUM (Assets Under Management) | $ 399,431,686 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
