Robert K. Beard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Keepers Beard was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2012. Robert had worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2012 - April 2, 2018
AILERON CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AILERON CAPITAL MANAGEMENT, LLC
CRD#: 156931 / SEC#: , 8-68823
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVALON PARTNERS, LLC | SHAREHOLDER | |
| B&B CAPITAL VENTURES, INC. | SHAREHOLDER | |
| ANDERSON, STEVEN GILBERT | BOARD MEMBER | 5915669 |
| BEARD, ROBERT KEEPERS | CFO, FINOP | 5915114 |
| BONORA, JOSEPH ROBERT | MANAGING DIRECTOR | 4094512 |
| BRYN CAPITAL ADVISORS II, INC. | MEMBER | |
| JRB HOLDINGS, LLC | MEMBER | |
| MAGUIRE, MICHAEL STEPHEN | CEO, CCO | 4759848 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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