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Eugene Charles Pilcher

CRD# 5915013·Registered 2011 - 2023
Previously Registered: Being a previously registered professional could mean that Eugene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eugene Charles Pilcher, who also goes by Eugene C Pilcher, Gene Pilcher, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 2011 - 2023. Eugene had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene C Pilcher, Gene Pilcher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

EAGLE STRATEGIES LLC·CRD# 110826
RIA
Cedar Rapids, IA
August 10, 2018 - July 5, 2023
NYLIFE SECURITIES LLC·CRD# 5167
BD
Cedar Rapids, IA
December 19, 2017 - July 5, 2023
NYLIFE SECURITIES LLC·CRD# 5167
BD
Hiawatha, IA
August 23, 2011 - August 21, 2013

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[OPERATING UNDER THE DBA NAME OF YOUR VISION FINANCIAL GROUP FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; CEDAR RAPIDS, IA] [insurance brokering; I would be appointed with various insurance providers for the purpose of writing non-registered insurance products (life, LTC, fixed annuities).; 3720 Queen Court SW, Suite 4, Cedar Rapids, IA 52404; Start Date 02/2020; Role/Title: agent; Investment Related; 5 hours per month; 5 hours per month during securities trading hours; ] [Benton Community Schools; This is a public middle/high school sports program that students of Benton Community Schools can choose to participate in. I will be coaching middle school and high school student athletes the sport of wrestling. Coaching at practices & competitions.; 600 1st St, Van Horne, IA 52346; Start Date 07/2022; Role/Title: Employee; Not Investment Related; 60 hours per month; 8 hours per month during securities trading hours] [PC Paracord Shop; Creating and selling items made of paracord.; 607 Ridgeview Way, Atkins, IA 52206; Start Date 01/2021; Role/Title: Owner; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours;braiding/weaving to create the products and post them on social media to sell them] [Lava Rock Enterprises LLC; Buying commercial/residential properties to rent out. 326 3rd Ave, Atkins, IA 52206; 607 Ridgeview Way, Atkins, IA 52206 ; Start Date 02/2021; Role/Title: Owner; Investment Related; 8 hours per month; 2 hours per month during securities trading hours]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2018About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2011About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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