Eugene C. Pilcher

Some features on this profile are disabled

CRD#: 5915013

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eugene Charles Pilcher, who also goes by Eugene C Pilcher, Gene Pilcher, was a registered financial professional .

Eugene is a previously registered financial professional and started their career in finance in 2011. Eugene had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Eugene C Pilcher | Gene Pilcher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[OPERATING UNDER THE DBA NAME OF YOUR VISION FINANCIAL GROUP FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; CEDAR RAPIDS, IA] [insurance brokering; I would be appointed with various insurance providers for the purpose of writing non-registered insurance products (life, LTC, fixed annuities).; 3720 Queen Court SW, Suite 4, Cedar Rapids, IA 52404; Start Date 02/2020; Role/Title: agent; Investment Related; 5 hours per month; 5 hours per month during securities trading hours; ] [Benton Community Schools; This is a public middle/high school sports program that students of Benton Community Schools can choose to participate in. I will be coaching middle school and high school student athletes the sport of wrestling. Coaching at practices & competitions.; 600 1st St, Van Horne, IA 52346; Start Date 07/2022; Role/Title: Employee; Not Investment Related; 60 hours per month; 8 hours per month during securities trading hours] [PC Paracord Shop; Creating and selling items made of paracord.; 607 Ridgeview Way, Atkins, IA 52206; Start Date 01/2021; Role/Title: Owner; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours;braiding/weaving to create the products and post them on social media to sell them] [Lava Rock Enterprises LLC; Buying commercial/residential properties to rent out. 326 3rd Ave, Atkins, IA 52206; 607 Ridgeview Way, Atkins, IA 52206 ; Start Date 02/2021; Role/Title: Owner; Investment Related; 8 hours per month; 2 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 10, 2018 - July 5, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

CEDAR RAPIDS, IA

Past

December 19, 2017 - July 5, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

CEDAR RAPIDS, IA

Past

August 23, 2011 - August 21, 2013

NYLIFE SECURITIES LLC

CRD#: 5167

HIAWATHA, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 5/14/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 10/3/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 12/19/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 8/22/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

3,190

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

EAGLE STRATEGIES DISCLOSURE BROCHURE (7/31/2026)

Regulatory assets under management

Total Number of Accounts	133,900
AUM (Assets Under Management)	$ 32,040,850,438

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/27/2026	Cover Page	Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eugene C. Pilcher

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 5/14/2018

Series 63

Passed: 10/3/2011

SIE

Passed: 10/1/2018

Series 7

Passed: 12/19/2017

Series 6

Passed: 8/22/2011

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

Similar Advisors