Zachary T. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary Tolson Jones, who also goes by Zac Jones, Zachary T Jones, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2013. Zachary had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2018 - September 27, 2018
TD AMERITRADE, INC.
February 26, 2018 - September 27, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 27, 2018
TD AMERITRADE, INC.
January 30, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
August 23, 2016 - February 26, 2018
SCOTTRADE, INC.
January 16, 2015 - August 17, 2016
SIGNATOR INVESTORS, INC.
January 16, 2015 - August 17, 2016
SIGNATOR INVESTORS, INC.
August 8, 2013 - January 29, 2015
WADDELL & REED
July 8, 2013 - January 29, 2015
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
