Ricardo Menchaca
Professional Summary
Ricardo Menchaca, who also goes by Rick Menchaca, is a registered financial advisor currently at UMB FINANCIAL SERVICES, INC. located in San Antonio, Texas. Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2011. Ricardo has worked at 2 firms and has passed the Series 63, SIE, Series 52 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rick Menchaca
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Current Firm
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
Contact Information
Main Address
928 Grand Avenue 4th Floor, Kansas City, MO 64106Mailing Address
928 Grand Avenue, Kansas City, MO 64106Phone Number
(816) 842-2222Established
Missouri since 10/07/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
55SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$5,043,339Disclosures
Regulatory Event
1Arbitration
3Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Primary Firm SEC Registration
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
(3/5/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Menchaca's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC