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MS

Maggie B. Smith

IA NETWORK
Pinehurst, NC 28374
Some features on this profile are disabled
CRD#: 5912993
MS

Professional summary

Maggie Barry Smith, who also goes by Maggie Hall Barry, Maggie Louise Hall, is a registered financial advisor currently at IA NETWORK, LLC located in Pinehurst, North Carolina.

Maggie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Maggie has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Maggie Hall Barry | Maggie Louise Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maggie Barry Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2026 - Present

IA NETWORK, LLC

Office #1: 90 Aviemore Drive, Pinehurst, NC 28374
RIA
CRD#: 319096
Pinehurst, NC
Past

July 29, 2022 - February 4, 2026

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Pinehurst, NC
Past

August 5, 2011 - July 28, 2022

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
PINEHURST, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IN
IA NETWORK, LLC
IA NETWORK, LLC | UPTOWN PARTNERS ADVISORY | UPTOWN PARTNERS | TICE MCNINCH | STOCKHAM FINANCIAL CHARLOTTE | STOCKHAM FINANCIAL | IAN

CRD#: 319096 / SEC#: 801-123452

RIA
Registered Investment Advisory firm - (3/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/5/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/9/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/5/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/4/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

IN
IA NETWORK, LLC
IA NETWORK, LLC | UPTOWN PARTNERS ADVISORY | UPTOWN PARTNERS | TICE MCNINCH | STOCKHAM FINANCIAL CHARLOTTE | STOCKHAM FINANCIAL | IAN

CRD#: 319096 / SEC#: 801-123452

RIA
Registered Investment Advisory firm - (3/15/2022 Approved)
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Contact information

Main Address
210 N Church St Suite 1905, Charlotte, NC 28202
Mailing Address
Phone number
(704) 272-1211
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IA NETWORK ADV 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts572
AUM (Assets Under Management)$ 183,507,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IA NETWORK, LLC

CRD#: 319096Pinehurst, NC 28374

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