Maggie Barry Smith
Professional Summary
Maggie Barry Smith, who also goes by Maggie Hall Barry, Maggie Louise Hall, is a registered financial advisor currently at IA NETWORK, LLC located in Pinehurst, North Carolina. Maggie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Maggie has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Maggie Hall Barry, Maggie Louise Hall
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
IA NETWORK | UPTOWN PARTNERS ADVISORY | UPTOWN PARTNERS | TICE MCNINCH | STOCKHAM FINANCIAL CHARLOTTE | STOCKHAM FINANCIAL | IAN | IA NETWORK, LLC
Contact Information
Main Address
210 N Church St Suite 1905, Charlotte, NC 28202Phone Number
(704) 272-1211# of Employees
5SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
593AUM (Assets Under Management)
$199,538,173Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
IA NETWORK | UPTOWN PARTNERS ADVISORY | UPTOWN PARTNERS | TICE MCNINCH | STOCKHAM FINANCIAL CHARLOTTE | STOCKHAM FINANCIAL | IAN | IA NETWORK, LLC
State Registrations and Notice Filings
(1/5/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2011About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Maggie Barry Smith's CRS (Customer Relationship Summary).
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