Jeffrey A. Rochon

DENALI WEALTH MANAGEMENT

Mequon, WI 53092-5047

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CRD#: 5912987

Professional summary

Jeffrey Allen Rochon is a registered financial advisor currently at DENALI WEALTH MANAGEMENT, INC. located in Mequon, Wisconsin.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CREATIVE NRG, LLC W125 S8532 COUNTY VIEW CT. MUSKEGO, WI 53150 - SOLE PROPRIETOR - FREELANCE GRAPHIC DESIGN SERVICES - STARTED 6/15/08, 30-40 HRS A MONTH, 5-10 HRS A MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allen Rochon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2011 - Present

DENALI WEALTH MANAGEMENT, INC.

Office #1: 1325 W Towne Square Road, Mequon, WI 53092-5047

RIA

CRD#: 153323

Mequon, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DENALI WEALTH MANAGEMENT, INC.

CRD#: 153323 / SEC#: 801-71260

RIA

Registered Investment Advisory firm - (3/29/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(4/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/2011

Uniform Investment Adviser Law Examination

Current Firm

DENALI WEALTH MANAGEMENT, INC.

CRD#: 153323 / SEC#: 801-71260

RIA

Registered Investment Advisory firm - (3/29/2010 Approved)

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Contact information

Main Address

1325 W Towne Square Road, Mequon, WI 53092-5047

Mailing Address

Phone number

(414) 978-0020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2 (2/19/2025)

Regulatory assets under management

Total Number of Accounts	376
AUM (Assets Under Management)	$ 182,964,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey A. Rochon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allen Rochon's CRS (Customer Relationship Summary).

Certified licenses

Experience

DENALI WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

DENALI WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/2011

Current Firm

DENALI WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DENALI WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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