Joshua L. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Louis Levy was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2012. Joshua had worked at 3 firms and has passed the Series 63, Series 65 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2013 - December 23, 2015
RED DOT TRADE FINANCE, LLC
November 27, 2012 - July 31, 2013
SMITH CAPITAL MARKETS, LLC.
July 12, 2012 - December 31, 2012
RED DOT TRADING, LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 11/26/2012
Corporate Securities Limited Representative ExaminationCurrent Firm
RED DOT TRADE FINANCE, LLC
CRD#: 166121 / SEC#:
Contact information
Red Flags
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