AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
SE

Sherif M. Elkhouly

Some features on this profile are disabled
CRD#: 5912671
SE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sherif Mohamed Elkhouly, who also goes by Sherif M Elkhouly, was a registered financial professional .

Sherif is a previously registered financial professional and started their career in finance in 2011. Sherif had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sherif M Elkhouly

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 18, 2012 - November 30, 2012

NORIBA INVESTING

RIA
CRD#: 150981
PASADENA, CA
Past

March 14, 2012 - November 30, 2012

NORIBA INVESTING

BD
CRD#: 150981
WOODLAND HILLS, CA
Past

May 24, 2011 - November 15, 2011

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/17/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


NI
NORIBA INVESTING
NORIBA ADVISORS | TRUE COLORS INVESTING, LLC | THREEPOINT CAPITAL GROUP, LLC | NORIBATRADE | NORIBA INVESTING

CRD#: 150981 / SEC#: 801-72642, 8-68321

BD
Terminated by SEC on 05/18/2015
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
155 N. Lake Ave 8th Fl, Pasadena, CA 91101
Mailing Address
Phone number
Established
Nebraska since 04/23/2009
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INCHOLDING COMPANY
BANERJEE, DEBASISH ("NMN")CHIEF COMPLIANCE OFFICER1555979
BANERJEE, DEBASISH ("NMN")FINOP, CFO, PRINCIPAL1555979
DESAI, TUSHAR KHANDUBHAIBOARD MEMBER6191733

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORIBA INVESTING

CRD#: 150981

TRUST BUT VERIFY

Monitor Sherif Elkhouly

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics