Adam P. Kline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Patrick Kline was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2011. Adam had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2017 - May 22, 2018
ZORA FINANCIAL
September 8, 2016 - June 6, 2017
PARK AVENUE SECURITIES LLC
September 2, 2016 - June 6, 2017
PARK AVENUE SECURITIES LLC
November 26, 2014 - April 27, 2016
MAINSAIL ASSET MANAGEMENT, LLC
October 2, 2013 - October 31, 2014
FIRST HEARTLAND CONSULTANTS, INC.
October 1, 2013 - October 31, 2014
FIRST HEARTLAND CAPITAL, INC.
July 1, 2011 - April 29, 2013
MORGAN STANLEY
June 6, 2011 - April 29, 2013
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ZORA FINANCIAL
CRD#: 170544 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 385 |
| AUM (Assets Under Management) | $ 58,053,177 |
Red Flags
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