Katherine B. Soliday
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Blasi Soliday, who also goes by Katherine Frances Fishlock, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2011. Katherine had worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2014 - August 8, 2017
USAA FINANCIAL PLANNING SERVICES
June 11, 2014 - August 8, 2017
USAA FINANCIAL ADVISORS, INC.
April 25, 2012 - September 12, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 25, 2012 - September 12, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 30, 2011 - April 10, 2012
MORGAN STANLEY
June 7, 2011 - April 10, 2012
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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