Michael A. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Andrew Adams was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - January 12, 2023
FORTUNE WEALTH MANAGEMENT, LLC
March 3, 2015 - October 5, 2017
SILVER OAK SECURITIES, INCORPORATED
October 10, 2012 - January 16, 2015
STRATEGIC ADVISERS LLC
June 22, 2011 - January 16, 2015
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
FORTUNE WEALTH MANAGEMENT, LLC
CRD#: 157832 / SEC#: 801-72503
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE WEALTH MANAGEMENT, LLC
CRD#: 157832 / SEC#: 801-72503
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 206 |
| AUM (Assets Under Management) | $ 343,522,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
