AW
Andrew R. Warner
PCG WEALTH MANAGEMENT
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 5912096
AW
Professional summary
Andrew Ross Warner, who also goes by Andrew Warner, is a registered financial advisor currently at PCG WEALTH MANAGEMENT located in Overland Park, Kansas and LPL FINANCIAL LLC located in Overland Park, Kansas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Andrew has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Warner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/2023 - PCG Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2023 2) 4/11/2023 - PCG WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 04/10/2023 - 0 Hours Per Month/0 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through PCG Wealth Advisors, LLC an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 3) 4/11/2023 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 04/10/2023 - 0 Hours Per Month/0 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through PCG Wealth Advisors, LLC an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Ross Warner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2023 - Present
PCG WEALTH MANAGEMENT
Office #1: 5700 W. 112th Street, Suite 120, Overland Park, KS 66211RIA
CRD#: 290977
Overland Park, KS
Current
April 10, 2023 - Present
LPL FINANCIAL LLC
Office #1: 5700 W. 112th St, Ste #120, Overland Park, KS 66211RIA
BD
CRD#: 6413
Overland Park, KS
Past
January 17, 2023 - April 10, 2023
CETERA ADVISORS LLC
RIA
CRD#: 10299
LENEXA, KS
Past
July 22, 2022 - April 10, 2023
CETERA ADVISORS LLC
BD
CRD#: 10299
LENEXA, KS
Past
December 2, 2011 - April 11, 2013
WADDELL & REED
RIA
CRD#: 866
INDEPENDENCE, MO
Past
September 14, 2011 - April 11, 2013
WADDELL & REED
BD
CRD#: 866
INDEPENDENCE, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PCG WEALTH MANAGEMENT
LIMESTONE WEALTH MANAGEMENT | WEALTHSPRINGS, LLC | PCG WEALTH MANAGEMENT, LLC | PCG WEALTH MANAGEMENT | PCG WEALTH ADVISORS, LLC | PCG WEALTH ADVISORS
CRD#: 290977 / SEC#: 801-112183
RIA
Registered Investment Advisory firm - (12/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(4/10/2023)
IAR
Kansas(4/10/2023)
RR
Missouri(4/10/2023)
RR
Pennsylvania(4/17/2023)
RR
South Carolina(8/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PCG WEALTH MANAGEMENT
LIMESTONE WEALTH MANAGEMENT | WEALTHSPRINGS, LLC | PCG WEALTH MANAGEMENT, LLC | PCG WEALTH MANAGEMENT | PCG WEALTH ADVISORS, LLC | PCG WEALTH ADVISORS
CRD#: 290977 / SEC#: 801-112183
RIA
Registered Investment Advisory firm - (12/15/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5700 W. 112th Street, Suite 120, Overland Park, KS 66211
Mailing Address
Phone number
(913) 323-3112
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,795 |
| AUM (Assets Under Management) | $ 765,458,126 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
