Brett P. Shearer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Patrick Shearer was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 2011. Brett had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2012 - December 31, 2012
SHEARER INVESTMENT ADVISORY
July 1, 2011 - September 8, 2011
HEADWATER INVESTMENT CONSULTING,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
SHEARER INVESTMENT ADVISORY
CRD#: 160032 / SEC#:
Contact information
Red Flags
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