Mauricio G. Garret

INTER&CO SECURITIES LLC

Miami, FL 33131

Some features on this profile are disabled

CRD#: 5911884

Professional summary

Mauricio Garret Garret, who also goes by Mauricio Garret De Melo, Mauricio G De Melo Filho, Mauricio Garret De Melo Filho, Mauricio Garret Demelofilho, Mauricio Garret, Mauricio Garret De Melo Filho, is a registered financial professional currently at INTER&CO SECURITIES LLC located in Miami, Florida.

Mauricio is registered as a RR (Registered Representative) and started their career in finance in 2011. Mauricio has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mauricio Garret Garret's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2024 - Present

INTER&CO SECURITIES LLC

Office #1: 501 Brickell Key Drive, Suite 201, Miami, FL 33131

CRD#: 317278

Miami, FL

Past

January 13, 2023 - March 2, 2023

STONEX FINANCIAL INC.

CRD#: 45993

NEW YORK, NY

Past

March 15, 2019 - October 7, 2021

C6 CAPITAL SECURITIES LLC

CRD#: 299058

New York, NY

Past

July 5, 2016 - November 12, 2018

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

May 2, 2011 - February 24, 2016

BTG PACTUAL US CAPITAL, LLC

CRD#: 149486

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/26/2024)

Alaska
(7/29/2024)

Arizona
(8/6/2024)

Arkansas
(8/8/2024)

California
(7/26/2024)

Colorado
(7/29/2024)

Connecticut
(7/29/2024)

Delaware
(8/1/2024)

District of Columbia
(8/2/2024)

Florida
(7/26/2024)

Georgia
(7/29/2024)

Hawaii
(8/1/2024)

Idaho
(7/29/2024)

Illinois
(7/29/2025)

Indiana
(3/6/2025)

Iowa
(7/30/2024)

Kansas
(7/26/2024)

Kentucky
(7/29/2024)

Louisiana
(8/1/2024)

Maine
(7/30/2024)

Maryland
(8/1/2024)

Massachusetts
(3/11/2025)

Michigan
(7/30/2024)

Minnesota
(7/26/2024)

Mississippi
(7/26/2024)

Missouri
(7/26/2024)

Montana
(7/29/2024)

Nebraska
(7/26/2024)

Nevada
(7/26/2024)

New Hampshire
(7/29/2024)

New Jersey
(10/4/2024)

New Mexico
(7/29/2024)

New York
(7/26/2024)

North Carolina
(7/26/2024)

North Dakota
(7/29/2024)

Ohio
(7/26/2024)

Oklahoma
(7/29/2024)

Oregon
(7/29/2024)

Pennsylvania
(7/29/2024)

Puerto Rico
(4/7/2025)

Rhode Island
(7/29/2024)

South Carolina
(7/26/2024)

South Dakota
(7/29/2024)

Tennessee
(7/29/2024)

Texas
(7/26/2024)

Utah
(7/29/2024)

Vermont
(7/26/2024)

Virgin Islands
(10/9/2024)

Virginia
(7/26/2024)

Washington
(7/26/2024)

West Virginia
(8/1/2024)

Wisconsin
(7/30/2024)

Wyoming
(7/29/2024)

Exams

State Security Law Exam

Series 63

Date: 2/5/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INTER&CO SECURITIES LLC

INTER&CO SECURITIES LLC | USEND SECURITIES LLC

CRD#: 317278 / SEC#: , 8-70985

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

501 Brickell Key Drive, Suite 201, Miami, FL 33131

Mailing Address

501 Brickell Key Drive, Suite 201, Miami, FL 33131

Phone number

(310) 698-0164

Established

Delaware since 08/02/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INTER US HOLDING, INC.	SOLE MEMBER
ROZWADOWSKI, YASMIN	COO	6826177
TOROLA, JOHN THOMAS	CEO / CCO	1619507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mauricio G. Garret

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mauricio Garret Garret's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX FINANCIAL INC.

C6 CAPITAL SECURITIES LLC

MORGAN STANLEY & CO. LLC

BTG PACTUAL US CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/2013

Series 7TO

Date: 12/16/2022

SIE

Date: 10/1/2018

Series 7

Date: 4/28/2011

FINRA

Current Firm

INTER&CO SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTER&CO SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors