Carol A. Pratt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Ann Pratt was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 2011. Carol had worked at 7 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2017 - August 29, 2017
BLUE DUCK WEALTH MANAGEMENT
June 15, 2016 - May 30, 2017
VIRTUE CAPITAL MANAGEMENT, LLC
November 2, 2015 - March 23, 2016
WEALTH WATCH ADVISORS, INC
March 27, 2015 - September 1, 2015
BROOKSTONE WEALTH ADVISORS, LLC
February 21, 2013 - March 13, 2015
BROOKSTONE CAPITAL MANAGEMENT LLC
April 5, 2012 - February 7, 2013
REDHAWK WEALTH ADVISORS, INC.
April 25, 2011 - March 29, 2012
FA ADVISOR NETWORK, LLC.
State Registrations and Notice Filings
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Current Firm
BLUE DUCK WEALTH MANAGEMENT
CRD#: 281832 / SEC#: 801-107148
Contact information
Red Flags
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