Iverri E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Iverri E Johnson, who also goes by Johnson IVerri, Eddie Johnson, Iverri Johnson, was a registered financial professional .
Iverri is a previously registered financial professional and started their career in finance in 2011. Iverri had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2017 - August 22, 2019
FISHER INVESTMENTS
April 29, 2014 - February 8, 2017
J.P. MORGAN SECURITIES LLC
April 25, 2014 - February 8, 2017
J.P. MORGAN SECURITIES LLC
June 5, 2013 - April 14, 2014
TD AMERITRADE, INC.
June 5, 2013 - April 14, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 10, 2013 - April 14, 2014
TD AMERITRADE, INC.
July 3, 2012 - October 15, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 12, 2012 - June 5, 2012
CHARLES MORGAN SECURITIES, INC.
April 21, 2011 - March 13, 2012
JOHN THOMAS FINANCIAL
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
