JB
Joshua J. Beitel
SIGNATURE EQUITY PARTNERS
Traverse City, MI 49684
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CRD#: 5911459
JB
Professional summary
Joshua Jon Beitel, who also goes by Josh J Beitel, Josh Beitel, is a registered financial advisor currently at SIGNATURE EQUITY PARTNERS, LLC located in Traverse City, Michigan and OSAIC WEALTH, INC. located in Traverse City, Michigan.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joshua has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh J Beitel | Josh Beitel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.PROFESSIONAL POKER PLAYER, 3850 BURLINGTON DR, WILLIAMSBURG, MI, 12/2017. NIR - 100/YR - 0/TRADING. 2. SIGNATURE EQUITY PARTNERS, LLC- INDEPENDENT RIA POSITION: Independent Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 09/06/2023 ADDRESS: 13300 S West Bayshore Dr Unit B1, Traverse City MI 49684, United States DESCRIPTION: Sales/marketing of investment advisory products 3. HARBOR WEALTH CONSULTANTS, 13300 SW BAYHORE DR STE B-1, TRAVERSE CITY, MI, 05/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/MO-10/TRADING. 4. HARBOR WEALTH CONSULTANTS - INSURANCE BROKER POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/31/2023 ADDRESS: 13300 S West Bayshore Dr Unit B1, Traverse City MI 49684, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 5. PROFESSIONAL POKER PLAYER POSITION: poker player NATURE: 1099 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 12/15/2017 ADDRESS: 3850 burlington dr, WILLIAMSBURG MI 49690, United States DESCRIPTION: play in variety of poker tournaments throughout the year?
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Jon Beitel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2023 - Present
SIGNATURE EQUITY PARTNERS, LLC
Office #1: 13300 S. West Bayshore Drive, Suite B-1, Traverse City, MI 49684RIA
CRD#: 327455
Traverse City, MI
Current
August 31, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 13300 Sw Bayshore Drive Unit B-1, Traverse City, MI 49684RIA
BD
CRD#: 23131
TRAVERSE CITY, MI
Past
May 15, 2018 - September 13, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Traverse City, MI
Past
May 15, 2018 - September 13, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Traverse City, MI
Past
July 31, 2015 - June 4, 2018
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
TRAVERSE CITY, MI
Past
July 30, 2015 - June 4, 2018
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
Traverse City, MI
Past
February 3, 2014 - July 13, 2015
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
TRAVERSE CITY, MI
Past
January 27, 2014 - July 13, 2015
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
TRAVERSE CITY, MI
Past
December 2, 2013 - February 3, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
POWELL, OH
Past
September 18, 2013 - February 3, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
POWELL, OH
Past
November 16, 2011 - September 18, 2013
FIRSTMERIT FINANCIAL SERVICES, INC
BD
CRD#: 149680
POWELL, OH
Past
April 28, 2011 - June 7, 2011
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SE
SIGNATURE EQUITY PARTNERS, LLC
FIRST RESPONDERS FINANCIAL | VARSITY WEALTH MANAGEMENT | SIGNATURE FINANCIAL GROUP | SIGNATURE EQUITY PARTNERS, LLC | RIGHTSIDE FINANCIAL | PROFESSIONAL GUIDANCE FINANCIAL SERVICES AKA PG FINANCIAL | PHOENIX FINANCIAL GROUP | PATH FINANCIAL PARTNERS | MIDWEST RETIREMENT CONSULTANTS | MARK S WEAVER WEALTH ADVISORY | LEGACY CONSULTANTS GROUP | LC WEALTH MANAGEMENT | HARBOR WEALTH CONSULTANTS
CRD#: 327455 / SEC#: 801-128432
RIA
Registered Investment Advisory firm - (7/27/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/31/2023)
RR
Idaho(8/31/2023)
RR
Illinois(8/31/2023)
RR
Indiana(9/11/2023)
RR
Louisiana(5/6/2025)
RR
Michigan(8/31/2023)
IAR
Michigan(9/6/2023)
RR
Nevada(9/24/2024)
RR
North Carolina(9/14/2023)
RR
Ohio(8/31/2023)
RR
Texas(10/4/2023)
IAR
Texas(10/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SE
SIGNATURE EQUITY PARTNERS, LLC
FIRST RESPONDERS FINANCIAL | VARSITY WEALTH MANAGEMENT | SIGNATURE FINANCIAL GROUP | SIGNATURE EQUITY PARTNERS, LLC | RIGHTSIDE FINANCIAL | PROFESSIONAL GUIDANCE FINANCIAL SERVICES AKA PG FINANCIAL | PHOENIX FINANCIAL GROUP | PATH FINANCIAL PARTNERS | MIDWEST RETIREMENT CONSULTANTS | MARK S WEAVER WEALTH ADVISORY | LEGACY CONSULTANTS GROUP | LC WEALTH MANAGEMENT | HARBOR WEALTH CONSULTANTS
CRD#: 327455 / SEC#: 801-128432
RIA
Registered Investment Advisory firm - (7/27/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
445 Hutchinson Avenue Suite 800, Columbus, OH 43235
Mailing Address
Phone number
(614) 846-6000
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,714 |
| AUM (Assets Under Management) | $ 330,621,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIGNATURE EQUITY PARTNERS, LLC
CRD#: 327455Traverse City, MI 49684TRUST BUT VERIFY
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