Andrew C. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Colbert Williamson, who also goes by Andrew C Williamson, Andrew Williamson, Drew Williamson, Andrew Colbert Williamson, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2011. Andrew had worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2022 - February 3, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 8, 2022 - February 3, 2025
FIDELITY BROKERAGE SERVICES LLC
October 1, 2019 - March 2, 2022
VANGUARD ADVISERS, INC.
October 12, 2018 - March 2, 2022
VANGUARD MARKETING CORPORATION
April 4, 2013 - August 10, 2018
EDELMAN FINANCIAL ENGINES
August 15, 2012 - March 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2012 - March 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2011 - July 5, 2012
EDWARD JONES
May 26, 2011 - July 5, 2012
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
