Aaron M. Mclaughlin
SEAMOUNT FINANCIAL GROUP
SCOTTSDALE, AZ 85254
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CRD#: 5909837
Aaron Matthew MclaughlinSEAMOUNT FINANCIAL GROUP
Professional summary
Aaron Matthew Mclaughlin, CFP® is a registered financial advisor currently at SEAMOUNT FINANCIAL GROUP INC located in Scottsdale, Arizona and LPL FINANCIAL LLC located in Corona Del Mar, California.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Aaron has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Aaron began his career in finance after graduating from Colorado State University with a Bachelor of Science degree in Psychology. He joined Seamount Financial Group in 2011 after gaining unique exposure to the financial industry through his employment at several regional and national banks. Aaron focuses on retirement transitions and multi-generational planning and specializes in advanced Social Security planning strategies, life insurance design, and education planning.
Aaron is a CERTIFIED FINANCIAL PLANNER® professional, holds his FINRA Series 7 and Series 66 registrations and is a licensed Life and Health Insurance agent (AZ License #13240775). He is a member of the Financial Planning Association and an active member of his church, volunteering with a number of outreach ministries. Outside of the office, Aaron enjoys spending time with his wife and three sons, golfing, snowboarding, and attending live concerts.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Matthew Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
May 18, 2011 - Present
SEAMOUNT FINANCIAL GROUP INC
Office #1: 14851 N. Scottsdale Rd. Suite 205, Scottsdale, AZ 85254RIA
CRD#: 107834
SCOTTSDALE, AZ
Current
May 1, 2025 - Present
LPL FINANCIAL LLC
Office #1: 1111 Bayside Dr Ste 214, Corona Del Mar, CA 92625Office #2: 14851 N Scottsdale Rd Ste 205, Scottsdale, AZ 85254RIA
BD
CRD#: 6413
CORONA DEL MAR, CA
Past
August 23, 2025 - July 10, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 28, 2025 - July 1, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
April 19, 2011 - May 1, 2025
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Scottsdale, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SEAMOUNT FINANCIAL GROUP INC
SEAMOUNT FINANCIAL GROUP INC
CRD#: 107834 / SEC#: 801-56412
RIA
Registered Investment Advisory firm - (4/6/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(11/22/2017)
RR
Arizona(5/1/2025)
IAR
California(5/18/2011)
RR
California(5/1/2025)
RR
Colorado(5/1/2025)
RR
Florida(5/5/2025)
RR
Georgia(5/1/2025)
RR
Idaho(5/1/2025)
RR
Illinois(5/1/2025)
RR
Kentucky(3/26/2026)
RR
Michigan(7/11/2025)
RR
Minnesota(5/1/2025)
RR
Nebraska(7/11/2025)
RR
New Jersey(6/30/2026)
RR
North Carolina(8/25/2025)
RR
Ohio(5/1/2025)
RR
Oregon(5/1/2025)
RR
Pennsylvania(5/1/2025)
RR
South Carolina(5/1/2025)
RR
South Dakota(5/23/2025)
RR
Texas(5/1/2025)
RR
Virginia(5/1/2025)
RR
Washington(5/1/2025)
RR
West Virginia(5/1/2025)
RR
Wisconsin(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SEAMOUNT FINANCIAL GROUP INC
SEAMOUNT FINANCIAL GROUP INC
CRD#: 107834 / SEC#: 801-56412
RIA
Registered Investment Advisory firm - (4/6/1999 Approved)Loading...
Contact information
Main Address
90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903
Mailing Address
Phone number
(719) 471-1171
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,604 |
| AUM (Assets Under Management) | $ 665,191,281 |
Red Flags
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