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Nicholas J. Robertson

DYNIC WEALTH MANAGEMENT LLC
Medina, NY
Some features on this profile are disabled
CRD#: 5909461
NR

Professional summary

Nicholas James Robertson, who also goes by Nick Robertson, is a registered financial advisor currently at DYNIC WEALTH MANAGEMENT LLC located in Medina, New York.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nicholas has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nick Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Robertson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2022 - Present

DYNIC WEALTH MANAGEMENT LLC

RIA
CRD#: 321782
Medina, NY
Past

June 3, 2013 - March 15, 2022

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN FRANCISCO, CA
Past

January 17, 2013 - March 15, 2022

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN FRANCISCO, CA
Past

October 24, 2012 - December 21, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/8/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/1/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/1/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/22/2012
General Securities Representative Examination

Current Firm

DW
DYNIC WEALTH MANAGEMENT LLC
CONTINUUM WEALTH MANAGEMENT LLC | DYNIC WEALTH MANAGEMENT LLC

CRD#: 321782 / SEC#:

Arizona
Registered Investment Advisory firm - (10/26/2022 Approved)
Minnesota
Registered Investment Advisory firm - (8/8/2022 Approved)
New York
Registered Investment Advisory firm - (8/8/2022 Approved)
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Contact information

Main Address
Andover, MN
Mailing Address
Phone number
(612) 296-6734
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts109
AUM (Assets Under Management)$ 39,563,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DYNIC WEALTH MANAGEMENT LLC

CRD#: 321782Medina, NY

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