Patrick J. Stimson

CURI CAPITAL

Denver, CO 80206

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CRD#: 5909274

Professional summary

Patrick J Stimson, CFP® is a registered financial advisor currently at CURI CAPITAL, LLC located in Denver, Colorado.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J Stimson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 24, 2014 - Present

CURI CAPITAL, LLC

Office #1: 44 Cook Street Suite 255, Denver, CO 80206

RIA

CRD#: 134249

Denver, CO

Past

April 23, 2014 - December 31, 2022

RMB WEST, LLC

RIA

CRD#: 158138

DENVER, CO

Past

September 26, 2012 - January 30, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

KALAMAZOO, MI

Past

August 21, 2012 - January 30, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

KALAMAZOO, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURI CAPITAL, LLC

CRD#: 134249 / SEC#: 801-63939

RIA

Registered Investment Advisory firm - (2/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/24/2014)

IAR

Illinois
(4/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/2012

General Securities Representative Examination

Current Firm

CURI CAPITAL, LLC

CRD#: 134249 / SEC#: 801-63939

RIA

Registered Investment Advisory firm - (2/15/2005 Approved)

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Contact information

Main Address

One North Wacker Drive Suite 3500, Chicago, IL 60606

Mailing Address

Phone number

(312) 993-5800

Established

Firm type

Fiscal year end

# of Employees

168

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JULY 1, 2025 FORM ADV PART 2A CURI RMB CAPITAL, LLC (7/3/2025)

Regulatory assets under management

Total Number of Accounts	13,209
AUM (Assets Under Management)	$ 9,830,680,915

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/01/2025	Cover Page	Report
11/27/2024	Cover Page	Report
10/27/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick J. Stimson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J Stimson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURI CAPITAL, LLC

RMB WEST, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CURI CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2012

Series 7

Date: 8/20/2012

Current Firm

CURI CAPITAL, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CURI CAPITAL, LLC

TRUST BUT VERIFY

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