William Nazar De Jaucourt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Nazar De Jaucourt, who also goes by William Nazardejaucourt, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2011. William had worked at 2 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2021 - April 2, 2024
SERA GLOBAL SECURITIES US LLC
August 1, 2011 - September 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2011 - September 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SERA GLOBAL SECURITIES US LLC
CRD#: 283339 / SEC#: , 8-69752
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
