Eric M. Maldonado

AQUILA WEALTH ADVISORS

SAN LUIS OBISPO, CA 93401

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CRD#: 5908854

Professional summary

Eric Michael Maldonado, CFP® is a registered financial advisor currently at AQUILA WEALTH ADVISORS located in San Luis Obispo, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Eric has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Core Areas of Focus

Baby Boomers

Business Owners

Generation X

Investment Advice with Ongoing Management

Retirement Plan Investment Advice

Tax Planning

Biography

Aquila Wealth Advisors is a Fee-Only financial planning firm in San Luis Obispo, CA. We serve clients locally face-to-face and clients virtually across the country. We serve business owners and near-retirees to reach their financial goals. Eric Maldonado is a Certified Financial Planner™ and Certified Exit Planning Advisor.

eric@aquilawealth.com

Question & Answer

What are your service offerings?

Retirement Planning

Socially Responsible Investing

Tax Planning

Small Business Planning

Comprehensive Financial Planni...

Investment Planning

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Michael Maldonado's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

October 13, 2017 - Present

AQUILA WEALTH ADVISORS

Office #1: 872 Higuera St, San Luis Obispo, CA 93401

RIA

CRD#: 290083

SAN LUIS OBISPO, CA

Past

March 22, 2013 - October 13, 2017

CREW WEALTH MANAGEMENT

RIA

CRD#: 132867

San Luis Obispo, CA

Past

October 3, 2011 - October 10, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN LUIS OBISPO, CA

Past

June 27, 2011 - October 10, 2017

LPL FINANCIAL LLC

CRD#: 6413

SAN LUIS OBISPO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/13/2017)

IAR

Louisiana
(5/21/2018)

IAR

Texas
(11/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/24/2011

General Securities Representative Examination

Current Firm

AQUILA WEALTH ADVISORS

AQUILA WEALTH | MALDONADO, ERIC, MICHAEL | ERIC M. MALDONADO,CFP® | AQUILA WEALTH ADVISORS LLC | AQUILA WEALTH ADVISORS

CRD#: 290083 / SEC#:

California

Registered Investment Advisory firm - (10/13/2017 Approved)

Louisiana

Registered Investment Advisory firm - (5/21/2018 Approved)

Texas

Registered Investment Advisory firm - (11/3/2023 Conditional Restricted)

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Contact information

Main Address

872 Higuera St, San Luis Obispo, CA 93401

Mailing Address

3940 Broad St. #7439, San Luis Obispo, CA 93401

Phone number

(805) 250-4552

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 17,040,457

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Eric M. Maldonado

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Michael Maldonado's CRS (Customer Relationship Summary).

Certified licenses

Experience

AQUILA WEALTH ADVISORS

CREW WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2011

SIE

Date: 10/10/2017

Series 7

Date: 6/24/2011

Current Firm

AQUILA WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AQUILA WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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