HG
Heinrich Grobler
SUNBELT SECURITIES
Houston, TX 77056
Some features on this profile are disabled
CRD#: 5908779
HG
Professional summary
Heinrich Grobler is a registered financial advisor currently at SUNBELT SECURITIES, INC. located in Houston, Texas.
Heinrich is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Heinrich has worked at 6 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Korongo Partners LTD (OBA): Investment related. 5023 S Braeswood Blvd, Houston, TX 77096. Limited partnership investments. Manager. No relationship. Start: 07/2016. 20 minutes per week, some during trading hours. 2) Gro Wealth Management LLC (OBA): Investment related. 2700 Post Oak Blvd, Ste 1700, Houston, TX 77056. S Corp. Manager / Sole member. No relationship. Start: 01/2023. 20 minutes per week, none during trading hours. 3) Genayla LLC (OBA): Not investment related. 5023 S Braeswood, Houston, TX 77096. General Partner for Korongo Partners LTD. No relationship. Start 09/2012. Zero hours a week, none during trading hours. 4) Guilder Management LTD (OBA) Investment related. Mohabeer Munger St, Floreal, Mauritius. Mutual Fund Management. No relationship. Start: 06/2024. 2 hours per month, none during trading hours. 5) Helios Investment Group LLC (OBA): Investment related. 2700 Post Oak Blvd, Ste 1700, Houston, TX 77056. Outsourcing Accounting Services. Accountant. No relationship. Start: 02/2024. 2 hours per month, none during trading hours. 6) Reckler Tank Rentals LLC (OBA): Not investment related. 5023 S Braeswood, Houston, TX 77096. Frac Tank Rentals. Officer. No relationship. Start: 11/09/2018. Less than an hour a month, none during trading hours. 7) Hunters Creek Advisors LLC (DBA): Investment related. 2700 Post Oak Blvd, Ste 1700, Houston, TX 77056. DBA under Sunbelt Securities Inc. Investment advisor. Start: 11/2024. 40 hours a week, all during trading hours. 8) Heinrich Grobler, CPA (OBA): Not investment related. 5023 S Braeswood Blvd, Houston, TX 77096. CPA. Tax advise & filings. No relationship. Start: 06/01/2025. 4 hours a week, during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Heinrich Grobler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Heinrich Grobler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2021 - Present
SUNBELT SECURITIES, INC.
Office #1: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056Office #2: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056RIA
BD
CRD#: 42180
Houston, TX
Current
July 1, 2021 - Present
SUNBELT SECURITIES, INC.
Office #1: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056Office #2: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056RIA
BD
CRD#: 42180
Houston, TX
Past
October 9, 2019 - December 31, 2019
HIGHTOWER PRIVATE CLIENT
RIA
CRD#: 288687
HOUSTON, TX
Past
November 29, 2018 - November 4, 2020
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
Houston, TX
Past
September 10, 2018 - November 4, 2020
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
HOUSTON, TX
Past
August 10, 2017 - December 31, 2018
HIGHTOWER PRIVATE CLIENT
RIA
CRD#: 288687
HOUSTON, TX
Past
January 29, 2014 - September 7, 2018
SALIENT CAPITAL L.P.
BD
CRD#: 147912
HOUSTON, TX
Past
June 27, 2013 - October 10, 2017
SALIENT CAPITAL ADVISORS, LLC
RIA
CRD#: 153914
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SUNBELT SECURITIES, INC.
SUNBELT ADVISORY SERVICES, INC. | SUNBELT SECURITIES, INC. | SUNBELT SECURITIES
CRD#: 42180 / SEC#: 801-71479, 8-49748
RIA
Registered Investment Advisory firm - SEC (6/24/2010 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(2/27/2025)
IAR
Colorado(9/24/2024)
RR
Delaware(11/27/2023)
RR
Florida(12/9/2022)
IAR
Louisiana(4/22/2022)
RR
Louisiana(2/27/2025)
RR
Massachusetts(9/3/2025)
RR
Michigan(7/3/2025)
IAR
Michigan(7/8/2025)
RR
Mississippi(1/28/2022)
IAR
Mississippi(1/28/2022)
IAR
New York(1/25/2024)
IAR
South Carolina(8/14/2025)
RR
Texas(7/1/2021)
IAR
Texas(7/1/2021)
RR
Vermont(2/17/2023)
IAR
Washington(4/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SUNBELT SECURITIES, INC.
SUNBELT ADVISORY SERVICES, INC. | SUNBELT SECURITIES, INC. | SUNBELT SECURITIES
CRD#: 42180 / SEC#: 801-71479, 8-49748
RIA
Registered Investment Advisory firm - SEC (6/24/2010 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Mailing Address
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Phone number
(713) 965-9510
Established
Texas since 10/20/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (39 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUCKLEY, THOMAS FRANCIS | FINANCIAL OPERATIONS PRINCIPAL | 1563361 |
| MILLER, RAYMOND JOSEPH | OFFICE MANAGER/COMPLIANCE | 856248 |
| SMETEK, DAVID ANTHONY | PRESIDENT / SECRETARY | 1246996 |
| SMETEK, PATRICK JOSEPH | REGISTERED OPTIONS PRINICPAL | 1052695 |
| SMETEK, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 1052695 |
| YOUNG, DAGNY WRIGHT | MUNICIPAL SECURITIES PRINCIPAL | 2050615 |
Regulatory assets under management
| Total Number of Accounts | 5,355 |
| AUM (Assets Under Management) | $ 2,024,286,577 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
