Molly P. Ritz-schalk

ULRICH INVESTMENT CONSULTANTS

Albuquerque, NM 87104

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CRD#: 5908566

Professional summary

Molly Pauli Ritz-schalk, CFP®, who also goes by Molly Pauli Ritz-shalk, is a registered financial advisor currently at ULRICH INVESTMENT CONSULTANTS located in Albuquerque, New Mexico.

Molly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Molly has worked at 2 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Molly Pauli Ritz-Shalk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Molly Pauli Ritz-schalk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 4, 2012 - Present

ULRICH INVESTMENT CONSULTANTS

Office #1: 1805 Rio Grande Boulevard Nw Suite 1, Albuquerque, NM 87104

RIA

CRD#: 159499

Albuquerque, NM

Past

November 15, 2011 - January 9, 2012

SOVEREIGN INVESTMENT ADVISORS LLC

RIA

CRD#: 149040

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ULRICH INVESTMENT CONSULTANTS

CRD#: 159499 / SEC#: 801-72880

RIA

Registered Investment Advisory firm - (12/2/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(1/4/2012)

IAR

Texas
(2/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/18/2011

Uniform Securities Agent State Law Examination

Current Firm

ULRICH INVESTMENT CONSULTANTS

CRD#: 159499 / SEC#: 801-72880

RIA

Registered Investment Advisory firm - (12/2/2011 Approved)

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Contact information

Main Address

1805 Rio Grande Boulevard Nw Suite 1, Albuquerque, NM 87104

Mailing Address

Phone number

(505) 224-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,002
AUM (Assets Under Management)	$ 3,196,950,001

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/13/2024	Cover Page	Report
05/01/2023	Cover Page	Report
11/08/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Molly P. Ritz-schalk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Molly Pauli Ritz-schalk's CRS (Customer Relationship Summary).

Certified licenses

Experience

ULRICH INVESTMENT CONSULTANTS

SOVEREIGN INVESTMENT ADVISORS LLC

Primary Firm SEC Registration

ULRICH INVESTMENT CONSULTANTS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2011

Series 63

Date: 5/18/2011

Current Firm

ULRICH INVESTMENT CONSULTANTS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ULRICH INVESTMENT CONSULTANTS

TRUST BUT VERIFY

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