Kelly R. Cooper
Professional summary
Kelly Ryan Cooper, CFP®, who also goes by Kelly Cooper, is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Austin, Texas.
Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kelly has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Ryan Cooper's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
June 2, 2017 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 300 West 6th Street Suite 1900, Austin, TX 78701June 2, 2017 - December 31, 2017
PURSHE KAPLAN STERLING INVESTMENTS
June 2, 2016 - June 2, 2017
COMMONWEALTH FINANCIAL NETWORK
June 2, 2016 - June 2, 2017
COMMONWEALTH FINANCIAL NETWORK
December 18, 2012 - June 15, 2016
LPL FINANCIAL LLC
Primary Firm SEC Registration
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/2/2017)
Exams
Current Firm
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
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