John F. Henek

QUANTUM CAPITAL INVESTMENTS

River Forest, IL

Some features on this profile are disabled

CRD#: 5908472

Professional summary

John F Henek is a registered financial advisor currently at QUANTUM CAPITAL INVESTMENTS, INC. located in River Forest, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John F Henek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2011 - Present

QUANTUM CAPITAL INVESTMENTS, INC.

RIA

CRD#: 156037

River Forest, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUANTUM CAPITAL INVESTMENTS, INC.

QUANTUM CAPITAL INVESTMENTS | QUANTUM HOLDINGS LLC | QUANTUM CAPTIAL INVESTMENTS, INC. | QUANTUM CAPITAL INVESTMENTS, INC.

CRD#: 156037 / SEC#: 801-132836

RIA

Registered Investment Advisory firm - (5/22/2025 Approved)

Florida

Registered Investment Advisory firm - (11/25/2013 Terminated)

Illinois

Registered Investment Advisory firm - (5/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/19/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/2011

Uniform Investment Adviser Law Examination

Current Firm

QUANTUM CAPITAL INVESTMENTS, INC.

QUANTUM CAPITAL INVESTMENTS | QUANTUM HOLDINGS LLC | QUANTUM CAPTIAL INVESTMENTS, INC. | QUANTUM CAPITAL INVESTMENTS, INC.

CRD#: 156037 / SEC#: 801-132836

RIA

Registered Investment Advisory firm - (5/22/2025 Approved)

Florida

Registered Investment Advisory firm - (11/25/2013 Terminated)

Illinois

Registered Investment Advisory firm - (5/23/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

River Forest, IL

Mailing Address

Phone number

(708) 267-0627

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (4/22/2025)

Regulatory assets under management

Total Number of Accounts	310
AUM (Assets Under Management)	$ 125,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John F. Henek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John F Henek's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUANTUM CAPITAL INVESTMENTS, INC.

Primary Firm SEC Registration

QUANTUM CAPITAL INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/2011

Current Firm

QUANTUM CAPITAL INVESTMENTS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUANTUM CAPITAL INVESTMENTS, INC.

TRUST BUT VERIFY

Similar Advisors