Matthew J. Komer

KERA CAPITAL PARTNERS

MOKENA, IL

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CRD#: 5908213

Professional summary

Matthew Joseph Komer is a registered financial advisor currently at KERA CAPITAL PARTNERS located in Mokena, Illinois.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Matthew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Komer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2022 - Present

KERA CAPITAL PARTNERS

RIA

CRD#: 312875

MOKENA, IL

Past

January 11, 2016 - June 21, 2022

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

CHICAGO, IL

Past

January 11, 2016 - June 21, 2022

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

October 29, 2014 - October 16, 2015

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

CHICAGO, IL

Past

October 29, 2014 - October 16, 2015

CRI SECURITIES, LLC

RIA

CRD#: 22589

CHICAGO, IL

Past

March 20, 2013 - October 16, 2015

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

CHICAGO, IL

Past

March 20, 2013 - October 16, 2015

CRI SECURITIES, LLC

CRD#: 22589

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERA CAPITAL PARTNERS

KERA CAPITAL PARTNERS | KERA CAPITAL PARTNERS, INC.

CRD#: 312875 / SEC#: 801-120454

RIA

Registered Investment Advisory firm - (3/9/2021 Approved)

California

Registered Investment Advisory firm - (12/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/15/2022)

IAR

Texas
(9/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2013

General Securities Representative Examination

Current Firm

KERA CAPITAL PARTNERS

KERA CAPITAL PARTNERS | KERA CAPITAL PARTNERS, INC.

CRD#: 312875 / SEC#: 801-120454

RIA

Registered Investment Advisory firm - (3/9/2021 Approved)

California

Registered Investment Advisory firm - (12/23/2021 Terminated)

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Contact information

Main Address

1760 The Alameda, San Jose, CA 95126

Mailing Address

4101 J Street Suite 230, Sacremento, CA 95819

Phone number

(408) 668-2201

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (7/16/2025)

Regulatory assets under management

Total Number of Accounts	889
AUM (Assets Under Management)	$ 1,069,762,426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew J. Komer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Komer's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

Primary Firm SEC Registration

KERA CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/19/2013

Current Firm

KERA CAPITAL PARTNERS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERA CAPITAL PARTNERS

TRUST BUT VERIFY

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