Tyson L. Wakley

THE NORDEN GROUP LLC

St George, UT 84770

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CRD#: 5908212

Professional summary

Tyson Lance Wakley is a registered financial advisor currently at THE NORDEN GROUP LLC located in St George, Utah.

Tyson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Tyson has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 12/2010 INDEPENDENT INSURANCE AGENT, NON-VARIABLE INSURANCE SALES (HEALTH, FIXED LIFE, FIXED ANNUITIES, DISABILITY) 10 HRS PER MONTH DURING TRADING HOURS. 2) 10/2016; BOARD MEMBER; BETHEBESTU LLC; ST GEORGE UT; PARTNER; NON INVESTMENT RELATED; 0 HRS/MONTH AND 5 HRS/MONTH DURING TRADING HOURS 3) 12/2018; OWNER; TLW CONSULTINGLLC; ST GEORGE, UT; Owner; PASS THROUGH ENTITY; 2 HRS/MONTH AND 2HRS/MONTH DURING TRADING HOURS 4) 03/2023; THE NORDEN GROUP; INVESTMENT RELATED; INVESTMENT ADVISER REPRESENTATIVE; PROVO, UTAH; 40 HRS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyson Lance Wakley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2023 - Present

THE NORDEN GROUP LLC

Office #1: 216 W St. George Boulevard Suite 101, St George, UT 84770

RIA

CRD#: 323988

St George, UT

Past

March 2, 2018 - June 28, 2023

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

St George, UT

Past

June 10, 2014 - December 31, 2017

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557

Orem, UT

Past

June 9, 2014 - March 21, 2018

ALLEGIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157314

OREM, UT

Past

August 1, 2013 - May 8, 2014

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

OREM, UT

Past

April 19, 2011 - May 8, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

OREM, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/18/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

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Contact information

Main Address

5255 N Edgewood Drive Suite 225, Provo, UT 84604

Mailing Address

Phone number

(801) 331-5511

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE NORDEN GROUP LLC ADV BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	3,913
AUM (Assets Under Management)	$ 1,739,496,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tyson L. Wakley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyson Lance Wakley's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWNSQUARE CAPITAL, LLC

ALLEGIS INVESTMENT SERVICES, LLC

ALLEGIS INVESTMENT ADVISORS, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

Primary Firm SEC Registration

THE NORDEN GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2013

Series 63

Date: 5/26/2011

SIE

Date: 12/31/2017

Series 6

Date: 4/18/2011

Current Firm

THE NORDEN GROUP LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE NORDEN GROUP LLC

TRUST BUT VERIFY

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