David N. Williams
Professional summary
David Neil Williams, who also goes by David Neil Williams, David Williams, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2011. David has worked at 6 firms and has passed the Series 63, SIE, Series 16, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Neil Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155May 1, 2019 - July 12, 2021
LOOP CAPITAL MARKETS LLC
March 5, 2019 - April 23, 2019
DREXEL HAMILTON, LLC
October 31, 2018 - April 3, 2019
NYLIFE SECURITIES LLC
September 30, 2015 - July 31, 2018
DREXEL HAMILTON, LLC
January 2, 2014 - October 29, 2015
ASCENDIANT CAPITAL MARKETS, LLC
May 3, 2011 - January 3, 2014
WFG INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2021)
Exams
FINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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