Jonathan M Ullman
CFP®Professional Summary
Jonathan M Ullman, CFP®, who also goes by Jon M Ullman, is a registered financial advisor currently at TRUEFOCUS FINANCIAL PARTNERS located in North Kingstown, Rhode Island. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jonathan has worked at 2 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Investment Management
- Cashflow & Budgeting
- Education Funding
- Retirement Planning
Specializations
Other Aliases
Jon M Ullman
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CITIZENS SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
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CITIZENS SECURITIES, INC.
Contact Information
Direct
(xxx) xxx-xxxx
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CITIZENS SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TRUEFOCUS FINANCIAL PARTNERS | TRUEFOCUS FINANCIAL PARTNERS LLC
Contact Information
Main Address
650 Ten Rod Road #10, North Kingstown, RI 02852Mailing Address
1500 District Avenue, Burlington, MA 01803Phone Number
(617) 830-3009# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
189AUM (Assets Under Management)
$67,589,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CITIZENS SECURITIES, INC.
State Registrations and Notice Filings
(9/25/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Jonathan M Ullman's CRS (Customer Relationship Summary).
Services Offered by Jonathan
- Financial Planning
- Investment Management
- Cashflow & Budgeting
- Education Funding
- Retirement Planning
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CITIZENS SECURITIES, INC.