Jeffrey J. Branstad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey James Branstad was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2011. Jeffrey had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2021 - October 10, 2022
THRIVENT ASSET MANAGEMENT, LLC
October 29, 2015 - October 7, 2022
THRIVENT DISTRIBUTORS, LLC
December 19, 2013 - May 5, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
June 29, 2011 - May 5, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751 / SEC#: 801-64988
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751 / SEC#: 801-64988
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 46,815,882,100 |
Red Flags
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