Michael B. Yeoman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Bernard Yeoman, who also goes by Michael B. Yeoman, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2021 - November 4, 2021
DOUGH LLC
December 27, 2016 - May 12, 2026
TASTYTRADE, INC.
July 16, 2015 - December 16, 2016
TWO FISH MANAGEMENT
August 26, 2014 - February 26, 2015
TD AMERITRADE CLEARING, INC.
May 19, 2011 - February 26, 2015
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/5/2014
Limited Representative-Equity Trader ExamCurrent Firm
DOUGH LLC
CRD#: 148243 / SEC#: , 8-67992
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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