Gerardo A. Cabral Salazar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerardo Andres Cabral Salazar, who also goes by Gerardo A Cabral, Gerardo Andres Cabral, Gerardo A Cabral Salazar, was a registered financial professional .
Gerardo is a previously registered financial professional and started their career in finance in 2011. Gerardo had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2017 - May 20, 2019
INSIGHT SECURITIES, INC.
October 1, 2012 - June 8, 2016
J.P. MORGAN SECURITIES LLC
April 10, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 2, 2011 - May 9, 2011
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
Contact information
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 94,216,934 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
