André J. Small
Professional summary
André J Small, who also goes by André J Small, Andre Small, is a registered financial advisor currently at A SMALL INVESTMENT located in Houston, Texas.
André is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. André has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view André J Small's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2024 - Present
A SMALL INVESTMENT
Office #1: 250 Assay Street, Suite 300-380, Houston, TX 77044Office #2: 1202 1st St E #15293, Humble, TX 77338August 10, 2018 - July 5, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 2018 - July 5, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/24/2024)
Exams
Current Firm
A SMALL INVESTMENT
CRD#: 332816 / SEC#:
Contact information
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