Scot F. Whiskeyman
PROVIDERS & FAMILIES WEALTH MANAGEMENT
Carlisle, PA
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CRD#: 5905974
Professional summary
Scot Francis Whiskeyman, CFP®, who also goes by Scot Whiskeyman, is a registered financial advisor currently at PROVIDERS & FAMILIES WEALTH MANAGEMENT located in Carlisle, Pennsylvania.
Scot is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Scot has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scot Whiskeyman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT- | ADDRESS: 205 GRANITE RUN DRIVE SUITE 120 LANCASTER, PA 17601| START DATE: 2017-02-01 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 101-140 HOURS | APPROX TRADING HRS PER MTH: 101-140 HOURS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE AND ADVISORY; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PROVIDERS & FAMILIES WEALTH MANAGEMENT | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 205 GRANITE RUN DRIVE SUITE 120 LANCASTER, PA 17601| START DATE: 2017-02-01 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 101-140 HOURS | APPROX TRADING HRS PER MTH: 101-140 HOURS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 3) PROFESSIONAL REFERRAL EXCHANGE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: SECRETARY | ADDRESS:20 HARDY CT LANCASTER, PA 17602 | START DATE: 1/1/2019 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: KEEP TRACK OF MEETING ATTENDANCE, MONITORS REFERRALS GIVEN AND RECEIVED AMONG MEMBERS. 4) ON LINE BOOK SALES | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 1143 REDWOOD DRIVE CARLISLE PA 17013 | START DATE: 4/7/2017 | NATURE OF ACTIVITY: RETAIL SALES | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: FULFILLING ORDERS OF USED BOOKS ON LINE. 5) AUTHOR OF "THE RETIREE'S COMPLETE ANNUITY HANDBOOK", | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: AUTHOR | ADDRESS: 1143 REDWOOD DR, CARLISLE PA 17013 | START DATE: 6/1/2021 | NATURE OF ACTIVITY: SERVICE INDUSTRY PUBLISHING | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 |DESCRIPTION OF DUTIES: AUTHOR OF "THE RETIREE'S COMPLETE ANNUITY HANDBOOK", AVAILABLE FOR SALE ON AMAZON. 6) CARLISLE YOUNG PROFESSIONALS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER AND TREASURER | ADDRESS: 801 S. HANOVER ST CARLISLE, PA 17013 | START DATE: 10/1/2021 | NATURE OF ACTIVITY:NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 |DESCRIPTION OF DUTIES: CONDUCT MEETINGS IN ABSENCE OF PRESIDENT, PLAN EVENTS, AND GROW ORGANIZATION'S PRESENCE IN THE COMMUNITY. 7) Varsity Tutors | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD Private Tutor - Financial Services FINRA Licensing and CFP | ADDRESS: Remote/virtual | START DATE: 09/2022 | NATURE OF ACTIVITY: Tutoring for FINRA licensing and CFP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: 0 |DESCRIPTION OF DUTIES: Tutoring for FINRA licensing and CFP
CRS (Client Relationship Summary) - RIA
Click below to view Scot Francis Whiskeyman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
May 2, 2022 - Present
PROVIDERS & FAMILIES WEALTH MANAGEMENT
RIA
CRD#: 318230
Carlisle, PA
Past
March 8, 2017 - April 29, 2022
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
LANCASTER, PA
Past
February 6, 2017 - April 29, 2022
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
LANCASTER, PA
Past
January 20, 2016 - February 6, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CAMP HILL, PA
Past
January 15, 2016 - February 6, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CAMP HILL, PA
Past
February 3, 2015 - June 22, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
LEMOYNE, PA
Past
February 3, 2015 - June 22, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
LEMOYNE, PA
Past
October 11, 2012 - February 4, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CAMP HILL, PA
Past
May 25, 2011 - February 4, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CAMP HILL, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/2/2022)
IAR
Texas(5/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
P&
PROVIDERS & FAMILIES WEALTH MANAGEMENT
P&F | PROVIDERS AND FAMILIES WEALTH MANAGEMENT LLC | PROVIDERS & FAMILIES WEALTH MANAGEMENT | PROVIDERS & FAMILIES | P&F WEALTH MANAGEMENT
CRD#: 318230 / SEC#:
Pennsylvania
Registered Investment Advisory firm - (3/7/2022 Approved)Texas
Registered Investment Advisory firm - (5/11/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Carlisle, PA
Mailing Address
Phone number
(717) 636-5142
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 6,457,014 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
