Michael P. Tees Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Tees Jr, who also goes by Michael Patrick Tees Jr, Michael Patrick Tees, Michael Tees Jr, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2016 - April 30, 2019
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
June 30, 2016 - April 30, 2019
DELAWARE DISTRIBUTORS, L.P.
October 30, 2015 - December 9, 2015
PNC WEALTH MANAGEMENT LLC
October 29, 2015 - December 9, 2015
PNC WEALTH MANAGEMENT LLC
April 5, 2012 - July 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2012 - July 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2011 - March 7, 2012
VOYA FINANCIAL ADVISORS, INC.
June 9, 2011 - March 7, 2012
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
CRD#: 152237 / SEC#: 801-70846
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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