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EB

Ervin Braun

TRIVIUM POINT ADVISORY
OLD GREENWICH, CT
Some features on this profile are disabled
CRD#: 5905685
EB

Professional summary

Ervin Braun is a registered financial advisor currently at TRIVIUM POINT ADVISORY, LLC located in Old Greenwich, Connecticut.

Ervin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ervin has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OptMed, Inc., not investment-related, New York, NY, company develops specialty healthcare products, CEO & Director, 7/2013.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ervin Braun's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 13, 2018 - Present

TRIVIUM POINT ADVISORY, LLC

RIA
CRD#: 292182
OLD GREENWICH, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRIVIUM POINT ADVISORY, LLC
MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC

CRD#: 292182 / SEC#: 801-112426

RIA
Registered Investment Advisory firm - (2/9/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(12/13/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/17/2018
Uniform Investment Adviser Law Examination

Current Firm

TP
TRIVIUM POINT ADVISORY, LLC
MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC

CRD#: 292182 / SEC#: 801-112426

RIA
Registered Investment Advisory firm - (2/9/2018 Approved)
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Contact information

Main Address
40 Danbury Road Suite 310, Wilton, CT 06897
Mailing Address
Phone number
(203) 221-3085
Established
Firm type
Fiscal year end
# of Employees
35

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PARADIGM FINANCIAL PARTNERS, LLC PART 2A DISCLOSURE BROCHURE (8/6/2025)

Regulatory assets under management

Total Number of Accounts3,177
AUM (Assets Under Management)$ 1,487,605,211

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRIVIUM POINT ADVISORY, LLC

CRD#: 292182Old Greenwich, CT

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