Robert A. Kinyon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alan Kinyon, who also goes by Rob Kinyon, Robbie Kinyon, Robert Alan Kinyon, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2011. Robert had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2022 - May 2, 2024
ASPIRATION FINANCIAL LLC
July 15, 2022 - September 12, 2022
MORGAN STANLEY
May 17, 2016 - September 30, 2016
E*TRADE CLEARING LLC
December 1, 2014 - September 12, 2022
E*TRADE SECURITIES LLC
June 6, 2011 - September 24, 2013
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ASPIRATION FINANCIAL LLC
CRD#: 291904 / SEC#: , 8-70066
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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