DS
Daniel M. Swantek
COPPELL ADVISORY SOLUTIONS LLC
Omaha, NE 68144
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CRD#: 5905431
DS
Professional summary
Daniel Michael Swantek, who also goes by Dan Swantek, is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Omaha, Nebraska.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daniel has worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Swantek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SANDHILL RETIREMENT SOLUTIONS; SAME AS BRANCH; INV REL; DISTRIBUTION OF FINANCIAL PRODUCTS AND SERVICES; NATIONAL DIRECTOR OF SALES; START DATE=02/01/2014; HRS/MO=240; TRADING HRS/MO=160; OVERSEE THE MARKETING AND SALES GROWTH, ALSO PROSPECT FOR CLIENTELE*ONE-TOUCH MARKETING; SAME AS BRANCH; NON-INV REL; MARKET FOR LIFE AGENTS TO ACQUIRE PRESET APPTS FOR A FEE; PARTNER; START DATE=05/01/2014; HRS/MO=3; TRADING HRS/MO=0; CONSULTANT*ORACLE INSURANCE; 9840 S 168TH AVE STE 3 OMAHA, NE 68135; INV REL; AUTO, HOME, LIFE INSURANCE; PROPERTY AND CASUALTY INSURANCE AGENT; START DATE=11/01/2012; HRS/MO=1; TRADING HRS/MO=1; INDEPENDENT INSURANCE AGENT IN THE PROPERTY AND CASUALTY SPACE*AUTISM CENTER OF NEBRASKA; SAME AS RESIDENCE; NON-INV REL; CAREGIVER FOR A [REDACTED]INDIVIDUAL THAT RESIDES IN MY HOME; EXTENDED FAMILY HOME PROVIDER; START DATE=04/01/2011; HRS/MO=100; TRADING HRS/MO=5; CARE FOR INDIVIDUAL WITH DISABILITIES*
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Michael Swantek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2019 - Present
COPPELL ADVISORY SOLUTIONS LLC
Office #1: 11921 Shirley St., Omaha, NE 68144RIA
CRD#: 156549
Omaha, NE
Past
August 18, 2015 - May 8, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Omaha, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(8/30/2019)
IAR
Texas(8/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019
Mailing Address
Phone number
(817) 888-8020
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
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Company Information
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549Omaha, NE 68144TRUST BUT VERIFY
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