Seth C. Dresbold
KESTRA ADVISORY SERVICES
Pittsburgh, PA
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CRD#: 5905158
Professional summary
Seth C Dresbold, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Pittsburgh, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Pittsburgh, Pennsylvania.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Seth has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Seth C. Dresbold CLASP Invest Rel: N Addr: 1301 Grandview Ave Ste 300 Pittsburgh PA 15211 NOB: Consulting; Legal/Attorney/Trustee/Executor Title: Member Start Date: 1/3/2018 Hrs/mth: 0-16 Hrs/mth during trading hrs: 0-14 Duties: Act as a neutral during the collaborative process Name: Kestra Advisory Services, LLC Invest Rel: Y Addr: 5707 Southwest Pkwy Bldg 2, Ste 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hrs) Hrs/mth during trading hrs: Up to 100% (0 to 160 hrs) Duties: Investment advisory services Name: Seth C. Dresbold Law LLC Invest Rel: N Addr: 213 Emerson St Pittsburgh PA 15206 NOB: Legal/Attorney/Trustee/Executor Title: Attorney Start Date: 7/1/2015 Hrs/mth: 0-16 Hrs/mth during trading hrs: 0-14 Duties: Legal Competence Name: Seth Dresbold - Osher Invest Rel: N Addr: 213 Emerson Str Pittsburgh PA 15206 NOB: Teaching a course Title: Teacher Start Date: 7/1/2015 Hrs/mth: 0-16 Hrs/mth during trading hrs: 0-14 Duties: I will be teaching courses for Pitt and CMU Osher Name: SIGNATURE MHSF INVESTMENTS POSITION: member NATURE: Angel Investment INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2022 ADDRESS: 1301 Grandview Avenue, Suite 300, Pittsburgh PA 15211 DESCRIPTION Name: NEXT STEP FINANCIAL POSI: Owner NOB: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 01/15/2024 ADDRESS: 213 Emerson Street, Pittsburgh PA 15206 DESC: I will be operating as a financial advisor through Signature Financial Planning, but for tax purposes my 1099 income directly through Kestra will utilize this entity for filing purposes. Name: SIGNATURE FINANCIAL PLANNING POSITION: Employee NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 06/01/2011 ADDRESS: 525 William Penn Place, Suite 3401, Pittsburg PA 15219, United States DESCRIPTION: Financial Planning Name: SIGNATURE VENTURES, LLC POSITION: Member Investor NATURE: Personal Investment INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/02/2020 ADDRESS: 525 William Penn Place, Suite 3401, Pittsburgh PA 15219 DESCRIPTION: No duties or obligations beyond participating in the sourcing and screening of the opportunities Name: SIGNATURE WEALTH POSITION: Employee NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 06/01/2011 ADDRESS: 525 William Penn Place, Suite 3401, Pittsburg PA 15219 DESCRIPTION: Financial Planning Name: NOT YOUR TURN PRODUCTIONS POSITION: Owner NATURE: Comedy Production Company INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 213 Emerson Street, Pittsburgh PA 15206, United States DESCRIPTION: Produce and promote comedy shows
CRS (Client Relationship Summary) - RIA
Click below to view Seth C Dresbold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 727 W. Madison Street 1706, Chicago, IL 60661Office #3: 525 William Penn Place Ste 3401, Pittsburgh, PA 15219RIA
CRD#: 283330
Pittsburgh, PA
Current
June 21, 2011 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 525 William Penn Place Ste 3401, Pittsburgh, PA 15219BD
CRD#: 42046
PITTSBURGH, PA
Past
January 10, 2020 - September 30, 2025
SIGNATURE SELECT WEALTH
RIA
CRD#: 306143
PITTSBURGH, PA
Past
July 8, 2011 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/10/2023)
RR
Colorado(11/10/2023)
RR
District of Columbia(11/10/2023)
RR
Florida(11/10/2023)
RR
Georgia(11/10/2023)
RR
Illinois(11/10/2023)
RR
Indiana(11/10/2023)
RR
Kentucky(11/10/2023)
RR
Maryland(11/10/2023)
RR
Massachusetts(11/10/2023)
RR
Minnesota(1/8/2024)
RR
New Hampshire(11/10/2023)
RR
New Mexico(11/10/2023)
RR
New York(11/10/2023)
RR
North Carolina(11/13/2023)
RR
Ohio(11/11/2023)
RR
Pennsylvania(7/8/2011)
IAR
Pennsylvania(4/19/2016)
RR
Rhode Island(11/10/2023)
RR
Tennessee(11/10/2023)
RR
Texas(11/10/2023)
RR
Virginia(11/10/2023)
RR
West Virginia(11/10/2023)
RR
Wyoming(11/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
